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Series 99 practice questions - frequently asked questions

Plain answers about how Series 99 Exam Prep works: the exam, the questions, pricing, the free trial, and what you actually get.

No - and you should be wary of any site claiming otherwise. Every question here is original, written to mirror the style, difficulty, and judgment the real Series 99 exam tests. Each one comes with a plain-language explanation of why the right answer is right and the others aren't.

The Series 99 exam spans 2 domains: Knowledge Associated with the Securities Industry and Broker-Dealer Operations (70% of the exam); Professional Conduct and Ethical Considerations (30% of the exam). Every practice question on this site is tagged to one of these domains.

The domains are not weighted equally on the exam. By share of the marks: Knowledge Associated with the Securities Industry and Broker-Dealer Operations 70%; Professional Conduct and Ethical Considerations 30%.

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